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Submission of Electronic Information

Introduction

               The Electronic Transactions Ordinance (ETO) (Cap 553) was enacted to facilitate the use of electronic transactions for commercial and other purposes.  It gives electronic records and digital signatures used in electronic transactions the same legal status as that of their paper-based counterparts.


2.             These provisions of the ETO for legal recognition of electronic records and digital signatures in relation to rules of law and admissibility of electronic records as evidence in court have come into operation since 7 April 2000.  Further details on the ETO are available at the web site of the Office of the Government Chief Information Officer (OGCIO) www.ogcio.gov.hk.

 

Simple Submissions under the Buildings Ordinance

3.             Buildings Department (BD) has set up an e-Counter to receive simple submissions in electronic format under the Buildings Ordinance (BO).  Simple submissions are those that do not involve voluminous documents, customized programme or large size professional drawings; for example, printout paper of size not larger than A3 or electronic file of size not exceeding 10 MB.

 

Exemptions

4.             Before a suitable infrastructure is established in BD to receive and handle all submissions in electronic format, submissions that involve voluminous documents, attachment of original supporting documents, or large size professional drawings are exempted from the operation of the ETO for the time being. Although exemption under ETO has been granted, certain specified forms such as Form BA21 can be accepted in electronic format as long as the submission complies with the Format, Manner and Procedure given in paragraphs 5 to 7 below. Templates for acceptable specific forms are available for download.

 

 

Format, Manner and Procedure

5.             With the exception of those submissions under the exempted provisions, electronic submissions under other provisions of the BO (i.e. simple submissions referred to in paragraph 3 above) can be sent through electronic mail to BD's e-Counter at receipt@bd.gov.hk. Unless otherwise specified, email sent to receipt@bd.gov.hk will be considered to be sent to the BD's designated information system for the purpose of receiving electronic records, as mentioned in section 19(2) of the ETO. The identity of the person making an electronic submission has to be authenticated by a digital certificate issued by the Postmaster General or other certification authorities recognized by the Government Chief Information Officer under the ETO.  Detailed information on such e-certificate and its application procedures are available at the web site of Hongkong Post www.hongkongpost.gov.hk.

6.             The Permanent Secretary for Commerce and Economic Development (Communications and Technology) has published in the gazette the format, manner and procedure for the acceptance of electronic information by virtue of the ETO. The current Gazette Notice in force is G.N. 8137 dated 18 December 2009, URL is http://www.gld.gov.hk/cgi-bin/gld/egazette/index.cgi. Failure to observe the gazetted format, manner and procedure will invalidate the submission.

7.             To facilitate understanding on the stipulated format, manner and procedure, an explanatory note for layman is provided.  The templates for specified forms (in Adobe Portable Document Format (PDF)) under the BO are available for download.

 

Plan for the future

8.             BD will keep in view the development of an electronic submission system (ESS) to handle all types of electronic submissions. The exemptions granted under the ETO will be rescinded when the ESS is fully established.

 

Exemptions of the Buildings Ordinance From Operation of the Electronic Transactions Ordinance

  1. Provisions Excluded From Application of Section 5 of the Electronic Transactions Ordinance

a.1

Buildings Ordinance

Sections 8B(1), 8C(2), 8D(2), 17(1)(Column B), 19(1), and (4), 20(2), 21(2), 25(1) and 42(2)

a.2

Building (Administration) Regulations

Regulations 6(1), 11, 18(1), 18A, 23(1A) and (2), 29(1), 31(1), 33(1), 38 and 47

a.3

Building (Planning) Regulations

Regulations 51(1), 53(1) and 64(1) and (2)

a.4

Building (Private Streets and Access Roads) Regulations

Regulation 28

a.5

Building (Standards of Sanitary Fitments, Plumbing, Drainage Works and Latrines) Regulations

Regulations 62(1) and 73(1)

a.6

Building (Oil Storage Installations) Regulations

Regulations 6(1) and 10(2)

  1. Provisions Excluded From Application of Section 6 of the Electronic Transactions Ordinance

b.1

Building (Administration) Regulations

Regulations 12(1), (2), (3),and (5), 18(2), 20(1), 25(2), (3) and (4), 26(2) and 28

 

Format, Manner and Procedure for the Acceptance of Electronic Information by virtue of the Electronic Transactions Ordinance -- Explanatory Note for Layman

            For submission to the Building Authority (BA) made under the BO (Chapter 123) and its subsidiary legislation, the electronic records are only acceptable when they are sent as attachments in a digitally signed email and are in the manner and format as follows:

  1. electronic records of specified forms shall be in PDF with the digital signatures properly applied onto the specified locations of the specified forms; and

  2. other electronic records shall either be:

    1. in PDF, and each separated page of the documents shall not be larger than A3 size, and each document shall be associated with a digital signature; or

    2. in Tag Image File Format (TIFF) or in Joint Photographic Experts Group (JPEG), the respective lengths of the two adjacent sides of the image of each document in a resolution of 200 dpi shall not be greater than 3300 pixels x 2340 pixels, and 24-bit colour depth for document in colour, and each document shall be associated with a digital signature.

  

Additional Requirement in respect of the Buildings Ordinance

            For submission of forms specified by the BA under section 22(4) of the BO (Chapter 123), the electronic records of the forms involved shall follow the PDF Format only. 

Templates for Specified Forms

Get Adobe(R) Reader(R)

To read the following Adobe Portable Document Format (PDF) files, it requires to use the Adobe® Acrobat® Reader software which can be downloaded free of charge here.

Form
Number

Description

Revision
Date

Form BA 1

Application for inclusion in the authorized persons' register / structural engineers' register / geotechnical engineers' register / inspectors' register

Jan 2012

Form BA 1A

Application for retention of name in the authorized persons' register / structural engineers' register / geotechnical engineers' register

Dec 2004

Form BA 1B

Application for restoration of name to the authorized persons' register / structural engineers' register/ geotechnical engineers' register

Dec 2004

Form BA 2 Application for registration as a general building contractor / specialist contractor

Dec 2004

Form BA 2A Application for renewal of registration as a registered general building contractor / registered specialist contractor

Dec 2004

Form BA 2B Application for restoration of name to the register of general building contractors / specialist contractors

Dec 2004

Form BA 4 Notice of appointment of authorized person and/or registered structural engineer and/or registered geotechnical engineer Dec 2005
Form BA 5 Application for approval of plans of building works and/or street works, and certificate of preparation of plans Oct 2010
Form BA 6 Stability certificate of authorized person and/or registered structural engineer Nov 1994
Form BA 7 Notice of urgent works required as a result of accident or emergency Apr 2011
Form BA 8 Application for consent to the commencement & carrying out of building works or street works Jan 1996
Form BA 8A Application for Concurrent Consent to the Commencement of Building Works Dec 2008
Form BA 9 Application for renewal of consent to the carrying out of building works or street works Jan 1996
Form BA 10 Notice of appointment of registered contractor, notice of commencement of building works or street works and undertaking by registered contractor
Sep /2011
Form BA 11 Notice from a registered contractor on ceasing to be appointed in respect of building works or street works and certificate in respect of that part of the building works or street works carried out by the registered contractor
Sep 2011
Form BA 12 Certificate on completion of building works resulting in a new temporary building, a new building or part of a new building and application for temporary occupation permit in respect of such building or part
Dec 2005
Form BA 13 Certificate on completion of building works resulting in a new building and application for permit to occupy such building Dec 2005
Form BA 14 Certificate on completion of building works not resulting in a new building or of street works Sep 2011

Form BA 14A

Certificate on completion of demolition works Sep 2011
Form BA 15 Notice of intended material change in the use of a building Jan 1996
Form BA 16 Application for modification of and/or exemption from the provisions of the Buildings Ordinance and/or Regulations made thereunder Sep 2000
Form BA 18 Application for permit to erect a contractor's shed Oct 2007

Form BA 20

Notice of technically competent person or persons appointed to supervise demolition works

May 2004

Form BA 21

Notice of nomination by authorized person or registered structural engineer or registered geotechnical engineer of another authorized person or registered structural engineer or registered geotechnical engineer to act in his stead during temporary inability to act

Dec 2005

Form BA 22

Application for authorization to carry out and / or maintain groundwater drainage works

Jan 1996

Form BA 23 Application for grant/renewal of licence for an oil storage installation 1/1996

Form BA 24

Notification to the Building Authority of change of business address of authorized person / registered structural engineer / registered geotechnical engineer / registered general building contractor / registered specialist contractor


Feb 2005

Form MW01 NOTICE OF COMMENCEMENT OF MINOR WORKS UNDER THE SIMPLIFIED
REQUIREMENTS (WITH PRESCRIBED BUILDING PROFESSIONALS APPOINTED)

Dec 2010
Form MW02 CERTIFICATE OF COMPLETION OF MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS (WITH PRESCRIBED BUILDING PROFESSIONALS APPOINTED)

Dec 2010
Form MW03 NOTICE OF COMMENCEMENT OF MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS (WITHOUT PRESCRIBED BUILDING PROFESSIONAL APPOINTED)

Dec 2010
Form MW04 CERTIFICATE OF COMPLETION OF MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS (WITHOUT PRESCRIBED BUILDING PROFESSIONAL APPOINTED)

Dec 2010
Form MW05 NOTICE AND CERTIFICATE OF COMPLETION OF CLASS III MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW06 NOTICE OF INSPECTION AND CERTIFICATION OF PRESCRIBED BUILDING OR BUILDING WORKS

Dec 2010
Form MW07 NOTICE OF CHANGE IN APPOINTMENT OF PRESCRIBED BUILDING PROFESSIONAL OTHER THAN AUTHORIZED PERSON OR PRESCRIBED REGISTERED CONTRACTOR UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW08 NOTICE OF CHANGE IN APPOINTMENT OF AUTHORIZED PERSON UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW09 NOTICE OF NOMINATION BY PRESCRIBED BUILDING PROFESSIONAL APPOINTED OF ANOTHER PRESCRIBED BUILDING PROFESSIONAL TO ACT IN HIS PLACE FOR THE PERIOD OF TEMPORARY INABILITY TO ACT UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW10 NOTICE OF PRESCRIBED REGISTERED CONTRACTOR ON CEASING TO BE APPOINTED UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW11 NOTICE OF COMMENCEMENT OF ADDITIONAL MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS (WITH PRESCRIBED BUILDING PROFESSIONALS APPOINTED

Dec 2010
Form MW12 NOTICE OF COMMENCEMENT OF ADDITIONAL MINOR WORKS UNDER THE SIMPLIFIED REQUIREMENTS (WITHOUT PRESCRIBED BUILDING PROFESSIONAL APPOINTED)

Dec 2010
Form MW31 NOTICE OF PRESCRIBED BUILDING PROFESSIONAL ON CEASING TO BE APPOINTED OR NOMINATED UNDER THE SIMPLIFIED REQUIREMENTS
Dec 2010
Form MW32 REQUEST FOR SUBMISSION NUMBER FOR CLASS III MINOR WORKS RELATING TO THE ERECTION OR ALTERATION OF SIGNBOARD UNDER THE SIMPLIFIED REQUIREMENTS

Dec 2010
Form MW33 SUBMISSION OF SUPPLEMENTARY DOCUMENTS OR INFORMATION UNDER THE SIMPLIFIED REQUIREMENTS
Dec 2010

 

E-Form

            For submission of the following form, the Electronic Government Forms (in the form of a software) can be used to generate electronic records and to make digital signatures. 

Form
Number

Description

Revision
Date

BIC-1

 

Application to Building Authority for Inspection of Specified Documents or Specified Document Records

Dec 2010

 

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Last revision date : 4 January 2012